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- NOTICE: This opinion is subject to formal revision before publication in the
- preliminary print of the United States Reports. Readers are requested to
- notify the Reporter of Decisions, Supreme Court of the United States, Wash-
- ington, D.C. 20543, of any typographical or other formal errors, in order that
- corrections may be made before the preliminary print goes to press.
- SUPREME COURT OF THE UNITED STATES
- --------
- No. 94-3
- --------
- REYNOLDSVILLE CASKET CO., et al.,
- PETITIONERS v. CAROL L. HYDE
- on writ of certiorari to the supreme
- court of ohio
- [May 15, 1995]
-
- Justice Breyer delivered the opinion of the Court.
- In Bendix Autolite Corp. v. Midwesco Enterprises, Inc.,
- 486 U. S. 888 (1988), this Court held unconstitutional
- (as impermissibly burdening interstate commerce) an
- Ohio -tolling- provision that, in effect, gave Ohio tort
- plaintiffs unlimited time to sue out-of-state (but not in-
- state) defendants. Subsequently, in the case before us,
- the Supreme Court of Ohio held that, despite Bendix,
- Ohio's tolling law continues to apply to tort claims that
- accrued before that decision. This holding, in our view,
- violates the Constitution's Supremacy Clause. We
- therefore reverse the Ohio Supreme Court's judgment.
- The accident that led to this case, a collision between
- a car and a truck, occurred in Ashtabula County, Ohio,
- on March 5, 1984. More than three years later, on
- August 11, 1987, Carol Hyde (respondent here) sued the
- truck's driver, John Blosh, and its owner, Reynoldsville
- Casket Company (petitioners). All parties concede that,
- had Blosh and Reynoldsville made their home in Ohio,
- Ohio law would have given Hyde only two years to bring
- her lawsuit. See Ohio Rev. Code Ann. 2305.10 (1991).
- But, because petitioners were from Pennsylvania, a
- special provision of Ohio law tolled the running of the
- statute of limitations, making the lawsuit timely. See
-
- 2305.15(A) (tolling the statute of limitations while a
- person against whom -a cause of action accrues- is -out
- of- or -departs from- the State).
- Ten months after Hyde brought her suit, this Court,
- in Bendix, supra, held that the tolling provision on
- which she relied, 2305.15(A), places an unconstitutional
- burden upon interstate commerce. Soon thereafter, the
- Ashtabula County Court of Common Pleas, finding this
- case indistinguishable from Bendix, held that the tolling
- provision could not constitutionally be applied to the
- case, and dismissed the lawsuit as untimely. The
- intermediate appellate state court affirmed the dismissal.
- However, the Ohio Supreme Court reinstated the suit.
- Its syllabus, which under Ohio law sets forth the
- authoritative basis for its decision, see Ohio Supreme
- Court Rules for the Reporting of Opinions Rule 1(B)
- (1994-1995); Akers v. Serv-A-Portion, Inc., 31 Ohio St.
- 3d 78, 79, n. 1, 508 N. E. 2d 964, 965, n. 1 (1987),
- simply says, -Bendix Autolite Corp. v. Midwesco Enter-
- prises, Inc. . . . may not be retroactively applied to bar
- claims in state courts which had accrued prior to the
- announcement of that decision. (Section 16, Article I,
- Ohio Constitution, applied.)- 68 Ohio St. 3d 240,
- 240-241, 626 N. E. 2d 75, 75 (1994). We granted
- certiorari to decide whether the Federal Constitution
- permits Ohio to continue to apply its tolling statute to
- pre-Bendix torts. And, as we have said, we conclude
- that it does not.
- Hyde acknowledges that this Court, in Harper v.
- Virginia Dept. of Taxation, 509 U. S. ____, ____ (1993)
- (slip op., at 9), held that, when (1) the Court decides a
- case and applies the (new) legal rule of that case to the
- parties before it, then (2) it and other courts must treat
- that same (new) legal rule as -retroactive,- applying it,
- for example, to all pending cases, whether or not those
- cases involve predecision events. She thereby concedes
- that, the Ohio Supreme Court's syllabus to the contrary
- notwithstanding, Bendix applies to her case. And, she
- says, as -a result of Harper, there is no question that
- Bendix retroactively invalidated- the tolling provision
- that makes her suit timely. Brief for Respondent 8.
- Although one might think that is the end of the
- matter, Hyde ingeniously argues that it is not. She
- asks us to look at what the Ohio Supreme Court has
- done, not through the lens of -retroactivity,- but through
- that of -remedy.- States, she says, have a degree of
- legal leeway in fashioning remedies for constitutional
- ills. She points to Chevron Oil Co. v. Huson, 404 U. S.
- 97 (1971), in which this Court applied prospectively only
- its ruling that a 1-year statute of limitations governed
- certain tort cases-primarily because that ruling had
- -effectively overruled a long line of decisions- applying
- a more generous limitations principle (that of laches),
- upon which plaintiffs had reasonably relied. Id., at 107.
- She concedes that Harper overruled Chevron Oil insofar
- as the case (selectively) permitted the prospective-only
- application of a new rule of law. But, she notes the
- possibility of recharacterizing Chevron Oil as a case in
- which the Court simply took reliance interests into
- account in tailoring an appropriate remedy for a viola-
- tion of federal law. See Harper, supra, at ____-____
- (slip op. at 20-21) (O'Connor, J., dissenting); American
- Trucking Assns., Inc. v. Smith, 496 U. S. 167, 218-225
- (1990) (Stevens, J., dissenting). And, she quotes Justice
- Harlan, who, before Chevron Oil, pointed out that
- -equitable considerations- such as -reliance- might prove
- relevant to -relief.- United States v. Estate of Donnelly,
- 397 U. S. 286, 296-297 (1970) (concurring opinion).
- Thus, Hyde asks, why not look at what the Ohio
- Supreme Court has done in this case as if it were
- simply an effort to fashion a remedy that takes into
- consideration her reliance on pre-Bendix law? Here, the
- remedy would actually consist of providing no remedy
- for the constitutional violation or, to put the matter
- more precisely, of continuing to toll the 2-year statute of
- limitations in pre-Bendix cases, such as hers, as a state
- law -equitable- device for reasons of reliance and
- fairness. She claims that use of this device violates no
- federal constitutional provision (such as the Due Process
- Clause) and is therefore permissible.
- One serious problem with Hyde's argument lies in the
- Ohio Supreme Court's legal description of why, in fact,
- it refused to dismiss Hyde's case. As we have pointed
- out, the Ohio Supreme Court's syllabus (the legally
- authoritative statement of its holding) speaks, not about
- remedy, but about retroactivity. Regardless, we do not
- see how, in the circumstances before us, the Ohio
- Supreme Court could change a legal outcome that
- federal law, applicable under the Supremacy Clause,
- would otherwise dictate simply by calling its refusal to
- apply that federal law an effort to create a remedy. The
- Ohio Supreme Court's justification for refusing to
- dismiss Hyde's suit is that she, and others like her, may
- have reasonably relied upon pre-Bendix law-a reliance
- of the same kind and degree as that involved in Chevron
- Oil. But, this type of justification-often present when
- prior law is overruled-is the very sort that this Court,
- in Harper, found insufficient to deny retroactive applica-
- tion of a new legal rule (that had been applied in the
- case that first announced it). If Harper has anything
- more than symbolic significance, how could virtually
- identical reliance, without more, prove sufficient to
- permit a virtually identical denial simply because it is
- characterized as a denial based on -remedy- rather than
- -non-retroactivity-?
- Hyde tries to answer this question by pointing to
- other cases in which, she claims, this Court has allowed
- state courts effectively to avoid retroactive application of
- federal law by denying a particular remedy for violation
- of that law or by refusing to provide any remedy at all.
- She argues that these cases are similar enough to her
- own to permit a -remedial- exception to the retroactive
- application of Bendix. We have examined the cases to
- which Hyde looks for support, and conclude that they all
- involve very different circumstances.
- First, Hyde points to a statement in the opinion an-
- nouncing the Court's judgment in James B. Beam
- Distilling Co. v. Georgia, 501 U. S. 529 (1991), that once
- -a rule is found to apply `backward,' there may then be
- a further issue of remedies, i.e., whether the party
- prevailing under a new rule should obtain the same
- relief that would have been awarded if the rule had
- been an old one.- Id., at 535 (opinion of Souter, J.);
- (-Subject to possible constitutional thresholds . . . the
- remedial inquiry is governed by state law, at least
- where the case originates in state court-); American
- Trucking Assns., Inc. v. Smith, supra, at 178 (opinion of
- O'Connor, J.) (speaking of the need to -distinguish the
- question of retroactivity . . . from the distinct remedial
- question-); id., at 210 (Stevens, J., dissenting) (distin-
- guishing -between retroactivity as a choice-of-law rule
- and retroactivity as a remedial principle-). This lan-
- guage, however, read both literally and in context,
- makes clear that the ordinary application of a new rule
- of law -backwards,- say, to pending cases, may or may
- not, involve a further matter of remedies. Whether it
- does so, and, if so, what kind of remedy the state court
- may fashion depends-like almost all legal issues-upon
- the kind of case, matter, and circumstances involved.
- Not all cases concerning retroactivity and remedies are
- of the same sort.
- Second, Hyde points to tax cases in which the Court
- applied retroactively new rules holding certain state tax
- laws unconstitutional, but nonetheless permitted the
- state courts a degree of leeway in designing a remedy,
- including a remedy that would deny state taxpayers,
- with pending refund cases, the refund that they sought.
- See Harper, supra; Beam, supra. If state courts may at
- the same time apply new law (invalidating tax statutes)
- and withhold relief (tax refunds) from tax plaintiffs, asks
- Hyde, why can they not at the same time apply new law
- (invalidating tolling statutes) and withhold relief
- (dismissal) from tort defendants?
- The answer to this question lies in the special circum-
- stances of the tax cases. The Court has suggested that
- some of them involve a particular kind of constitutional
- violation-a kind that the State could cure without
- repaying back taxes. See McKesson Corp. v. Division of
- Alcoholic Beverages and Tobacco, Fla. Dept. of Business
- Regulation, 496 U. S. 18, 40-41 (1990). Where the
- violation depends, in critical part, upon differential
- treatment of two similar classes of individuals, then one
- might cure the problem either by similarly burdening, or
- by similarly unburdening, both groups. Where the
- violation stemmed from, say, taxing the retirement funds
- of one group (retired Federal Government employees) but
- not those of another (retired state government employ-
- ees), see Davis v. Michigan Dept. of Treasury, 489 U. S.
- 803 (1989), then the State might cure the problem either
- (1) by taxing both (imposing, say, back taxes on the
- previously advantaged group, to the extent constitution-
- ally permissible), or (2) by taxing neither (and refunding
- back taxes). Cf. McKesson Corp., supra, at 40-41 and n.
- 23. And, if the State chooses the first, then the taxpay-
- ers need receive no refund. But, that result flows not
- from some general -remedial- exception to -retroactivity-
- law, but simply from the fact that the state law that the
- taxpayer had attacked now satisfies the Constitution.
- One can imagine a roughly comparable situation in
- the statute of limitations context. Suppose that Ohio
- violated the Constitution by treating two similar classes
- of tort defendants differently, say, by applying a 2-year
- statute of limitations to the first (in-state defendants)
- but a 4-year statute to the second (out-of-state defend-
- ants). Ohio might have cured this (imaginary) constitu-
- tional problem either (1) by applying a 4-year statute to
- both groups, or (2) by applying a 2-year statute to both
- groups. Had it chosen the first of these remedies, then
- Hyde's case could continue because the 4-year statute
- would no longer violate the Federal Constitution. This
- imaginary case, however, is not the case at hand, for the
- Ohio Supreme Court's -remedy- here (allowing Hyde to
- proceed) does not cure the tolling statute's problem of
- unconstitutionality. And, her tort claim critically
- depends upon Ohio tolling law that continues to violate
- the Commerce Clause.
- Other tax examples present different, remedial
- problems. Suppose a State collects taxes under a taxing
- statute that this Court later holds unconstitutional.
- Taxpayers then sue for a refund of the unconstitution-
- ally collected taxes. Retroactive application of the
- Court's holding would seem to entitle the taxpayers to
- a refund of taxes. But, what if a pre-existing, separate,
- independent rule of state law, having nothing to do with
- retroactivity-a rule containing certain procedural
- requirements for any refund suit-nonetheless barred
- the taxpayers' refund suit? See McKesson Corp., supra,
- at 45; Reich v. Collins, 513 U. S. ____, ____ (1994) (slip
- op., at 4). Depending upon whether or not this indepen-
- dent rule satisfied other provisions of the Constitution,
- it could independently bar the taxpayers' refund claim.
- See McKesson Corp., supra, at 45.
- This tax scenario simply reflects the legal common-
- place that, when two different rules of law each indepen-
- dently bar recovery, then a decision, the retroactive
- application of which invalidates one rule, will make no
- difference to the result. The other, constitutionally
- adequate rule remains in place. Hyde cannot bring her
- case within the protection of this principle, for the Ohio
- Supreme Court did not rest its holding upon a pre-
- existing, separate rule of state law (having nothing to do
- with retroactivity) that independently permitted her to
- proceed. Rather, the maintenance of her action critically
- depends upon the continued application of the Ohio
- statute's -tolling- principle-a principle that this Court
- has held unconstitutional.
- Third, Hyde points to the law of qualified immunity,
- which, she says, imposes a -remedial- limitation upon
- the -retroactive- application of a new rule to pending
- cases. To understand her argument, consider the
- following scenario: (1) Smith sues a police officer
- claiming injury because of an unconstitutional arrest; (2)
- the police officer asserts that the arrest was constitu-
- tional; (3) this Court then holds, in a different case, that
- an identical arrest is not constitutional; (4) the holding
- of this different case applies retroactively to Smith's
- case; but (5) the police officer still wins on grounds of
- qualified immunity because the new rule of law was not
- -clearly established- at the time of the arrest. See
- generally Harlow v. Fitzgerald, 457 U. S. 800, 818
- (1982). In one sense, Smith lost for a reason similar to
- the tax plaintiffs mentioned above, namely that a
- previously-existing, separate, constitutional legal ground
- (that of the law not being -clearly established-) bars her
- claim. We acknowledge, however, that this separate
- legal ground does reflect certain remedial considerations.
- In particular, it permits government officials to rely
- upon old law. But, it does so lest threat of liability
- -`dampen the ardor of all but the most resolute, or the
- most irresponsible [public officials], in the unflinching
- discharge of their duties.'- Id., at 814 (quoting Gregoire
- v. Biddle, 177 F. 2d 579, 581 (CA2 1949)). And, it
- reflects the concern that -society as a whole,- without
- that immunity, would have to bear -the expenses of
- litigation, the diversion of official energy from pressing
- public issues, and the deterrence of able citizens from
- acceptance of public office.- 457 U. S., at 814. These
- very facts-that a set of special federal policy consider-
- ations have led to the creation of a well-established,
- independent rule of law-distinguish the qualified
- immunity cases from the case before us, where a concern
- about reliance alone has led the Ohio court to create
- what amounts to an ad hoc exemption from retroactivity.
- Finally, Hyde points to the line of cases starting with
- Teague v. Lane, 489 U. S. 288 (1989), in which, she
- says, this Court has held that a habeas corpus petitioner
- cannot obtain a habeas corpus remedy where doing so
- would require the habeas court to apply retroactively a
- new rule of criminal law. The Teague doctrine, however,
- does not involve a special -remedial- limitation on the
- principle of -retroactivity- as much as it reflects a
- limitation inherent in the principle itself. New legal
- principles, even when applied retroactively, do not apply
- to cases already closed. Cf. United States v. Estate of
- Donnelly, 397 U. S., at 296 (Harlan, J., concurring) (at
- some point, -the rights of the parties should be consid-
- ered frozen- and a -conviction . . . final-). And, much as
- the qualified immunity doctrine embodies special federal
- policy concerns related to the imposition of damages
- liability upon persons holding public office, the Teague
- doctrine embodies certain special concerns-related to
- collateral review of state criminal convictions-that
- affect which cases are closed, for which retroactivity-
- related purposes, and under what circumstances. No
- such special finality-related concerns are present here.
- The upshot is that Hyde shows, through her examples,
- the unsurprising fact that, as courts apply -retroactively-
- a new rule of law to pending cases, they will find
- instances where that new rule, for well-established legal
- reasons, does not determine the outcome of the case.
- Thus, a court may find (1) an alternative way of curing
- the constitutional violation, or (2) a previously existing,
- independent legal basis (having nothing to do with
- retroactivity) for denying relief, or (3) as in the law of
- qualified immunity, a well-established general legal rule
- that trumps the new rule of law, which general rule
- reflects both reliance interests and other significant
- policy justifications, or (4) a principle of law, such as
- that of -finality- present in the Teague context, that
- limits the principle of retroactivity itself. But, this case
- involves no such instance; nor does it involve any other
- special circumstance that might somehow justify the
- result Hyde seeks. Rather, Hyde offers no more than
- simple reliance (of the sort at issue in Chevron Oil) as
- a basis for creating an exception to Harper's rule of
- retroactivity-in other words, she claims that, for no
- special reason, Harper does not apply. We are back to
- where we started. Hyde's necessary concession, that
- Harper governs this case, means that she cannot prevail.
- The judgment of the Supreme Court of Ohio is
-
- Reversed.
-